Spectraforce Technologies is headquartered at Raleigh, NC, USA. Our offshore development centers are located at Pune and Hyderabad in India.
We provide IT Consulting and Outsourcing services & solutions to a broad range of clients and industries worldwide. Our primary focus is utilizing technology and our global outsourcing expertise to provide convergence strategies that improve data management, process efficiencies, infrastructure, resource management, and other critical business operations.
SOX Compliance Auditor : Torrance, CA
11/12/2016 6:39:07 AM
SOX Compliance Auditor
The ES SOX Coordinator is the SPOC for all SOX compliance and general account audit activities of the TMS ES Organization.
These activities include: Oversight of Controls: For each of the 33 controls mentioned above, control frequency, control operators and control owners have been defined; the SOX coordinators role is to oversee continued maintenance of these controls and availability of records to demonstrate that the controls are maintained.
Depending on the frequency of the control, the SOX Coordinator confirms that the control activity has taken place at the appropriate time and adequate records are available. If there is a slip, the SOX Coordinator alerts the control operator and owner in time to correct the situation. SOX Documentation While process narratives and standard operating procedures are owned and maintained by the Control Owners to support the controls, the SOX Coordinator ensures periodic reviews and updates of those, and related, documents.
Reviews, Audits and Reports Weekly, Monthly and Quarterly reports from the SOX Coordinator to the stakeholders have been defined and these include periodic reviews and mock audits. Annual Audit Support During the Annual Interim and Update Audits, the SOX Coordinator is the SPOC for the internal and external SOX audit teams.
It is expected that the SOX Coordinator is personally present on site to facilitate the timely response to the audit teams' request for audit artifacts