Description

You will perform formalized QA reviews for BSA Compliance functions and complex workstreams including FIU Investigations and High Risk Reviews.

Responsibilities

• Execute QA reviews on AML Alerts, CTRs, Sanctions/Screening, FIU Investigations, and Customer Risk reviews to ensure adherence to regulatory requirements and established procedures.
• Report findings and observations to management and communicate necessary work item repairs to compliance team members.
• Develop and recommend methods to enhance quality and efficiency for AML/BSA compliance teams.
• Provide training, coaching, and mentoring to QA specialists and offshore QC analysts based on review results.
• Assist with departmental metrics, QA/QC tracking, and the compilation of training materials for calibration sessions.
• Maintain and audit QA logs to monitor workflow metrics and ensure case completion within specified timeframes.

Required Skills

• 5+ years of experience in a relevant compliance or quality assurance role.
• Deep understanding of AML, BSA, and OFAC processes.
• Experience performing QA on FIU Investigations and High Risk Reviews.
• Ability to provide corrective actions and recommendations based on audit findings.
• Bachelor's degree in Finance, Accounting, Business Administration, Criminal Justice, or a related field, or equivalent experience.
• Proficiency in documenting reviews for tracking and training purposes.

Preferred Skills

• Certified Anti-Money Laundering Specialist (CAMS) designation.

Key Skills

Education

Bachelor's degree