← Back to jobs
Techno Functional Consultant
México 15, Mexico City, Méx., Mexico
Related Jobs
No related jobs found
Description
Requirements 3.1 Rationale and Scope
The service will be provided in accordance with the applicable regulations (CNBV, Banxico and Indeval), covering:
* Custody of national and international securities (via SIC).
* DVP/FP settlement.
* Corporate Event Management and Rights.
* Information and statements.
* Reconciliations and exception handling.3.2 Compliance Requirements
* Compliance with the Single Circular of Brokerage Firms and historical guidelines of custody on behalf of third parties.
* Observance of the Indeval Operating Manual for deposit, custody, administration and corporate events.
* Alignment with Banxico's provisions and circulars related to settlement, DVP and related operations (repos/loan). 3.3 Operational Requirements
* Segregated accounts by customer; prohibition of mixing of assets.
* Daily reconciliations (operational/accounting), logs and end-to-end traceability.
* Exception management with resolution times and metrics (KPIs).
* Management of corporate events and considering tax issues (withholdings/QI when applicable). SG: 3.5 Technology Requirements
* Native integration with Indeval directly or through a provider (messaging, reconciliations, events).
* APIs/SWIFT/Protocol 15022 for cash/events; Consolidated reports by client.
* Security (access, encryption, tamper-proof logs) and monitoring with KPIs.3.6 Evidence Requested from the Supplier
* Access to the escrow platform SG: we´re good when it comes to integrations, but I don´t know what this comprehends
* Contracts and custody flows. SG: depends on what they mean; we do have the trade flow. Contracts could be generated via LTC but not maintained. Perhaps good enough? tbd
* Online monitoring of both trading, flows and positions.
* Reconciliation reports and KPIs.
* Manuals and operational documentation
Key Skills
Education
Bachelor's degree
Related Jobs
No related jobs found
Explore More Jobs
← Back to jobs